FSA and Financial Checks

Our specialist FSA service was originally designed for companies active in the Financial Services industry where it states that regulated staff at these companies must be “fit and proper persons” for the role they perform. The FSA have outlined a number of criteria that must be checked and verified during a vetting procedure. These include:

1 honesty, integrity and reputation;
2 competence and capability; and
3 financial soundness.

We have since expanded our service to include  checks that meet full FSA Basic and Enhanced standards, JMLSG (Money Laundering) and both Sarbanes Oxley  and PCI compliance.  We still offer two levels of service for FSA criteria – the basic level for most grades of staff, and the FSA Enhanced for more senior levels of staff. 

FSA Level 1

FSA Enhanced

PCI Compliance

Sarbanes Oxley